Chief Compliance Officer
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Chief Compliance Officer
Talent Shifts: Jan-Mar 2022
Latest Chief Compliance Officer
Thierry Genard
Chief Compliance Officer - Member of the Executive Committee
David Sherbin
SVP, General Counsel and Chief Compliance Officer
Lara Mataac
General Counsel and Chief Compliance Officer
Ross Marrazzo
Chief Compliance Officer
Brett Collins
Chief Compliance Officer
Mark Neu
Chief Compliance Officer
Jim Petros
SVP, Chief Compliance Officer
Jennifer Powell
Chief Compliance Officer
Mindy Engibous
Senior Vice President, Chief Compliance Officer
Kale Sopoaga
Chief Compliance Officer
Mariza F.
Deputy Chief Compliance Officer
Tommas Kaplan
Chief Compliance Officer
Christoph Radke
Chief Compliance Officer
Erin Copsey-Brandon
Chief Compliance Officer
Colin Kinney
Senior Vice President, Chief Compliance Officer
Harold Chaffee
Chief Compliance Officer
Andrew Brown
Chief Compliance Officer
Adam Shoffner
Chief Compliance Officer
Jayshree Harjani
Chief Compliance and Privacy Officer
Adrienne C.
Chief Compliance and Privacy Officer
Natalie Gilbert
Chief Compliance Officer and MLRO (Interim) - Amazon Payments UK
Richard DeSanctis
Chief Compliance Officer
Gregory Dumark
Managing Director, Chief Compliance Officer, Americas
Tim Glasby
Chief Compliance Officer and Associate Group General Counsel, Business Insurance
Pamela Derksen
Deputy Chief Compliance Officer
Tom Cowles
Chief Compliance Officer
Nora Brown
Managing Director and Chief Compliance Officer, Sun Life Institutional Distributors
David Balme
Chief Operations and Compliance Officer (and Secretary to the Board)
Julie Bennett
Chief Compliance Officer
Malinda Miener
Chief Compliance Officer
Stuart Parker
Managing Director - Chief Compliance Officer - Germany
Chinwe Esimai
Managing Director - Chief Compliance Officer, Legacy Franchises
Isabelle Sajous
Chief Compliance Officer, PGIM Investments Registered Funds
Nick Whitfield
Chief Compliance Officer - Private Equity (EMEA)
Beth Provanzana
Global Chief Compliance Officer
Megan Kramer
Chief Compliance Officer & Director of Internal Audit
André Stein
Chief Compliance Officer
Julie Pearce
Chief Compliance Officer
Trish Flynn
Chief Compliance Officer
Philippa Elder
Chief Compliance Officer
Jeff M
Chief Compliance Officer
Ignacio Rivera
Chief Compliance Officer
Jacob Beier
Chief Compliance Officer
Heidie Cotey
Chief Audit & Compliance Officer
Christine Dekker
Chief Compliance Officer
Lena Eriksson
Nordic Chief Legal & Chief Compliance Officer
David Berrey
Chief Compliance Officer
Maureen Murphy Mohlenkamp
Vice President, Chief Ethics & Chief Compliance Officer
Farah Bhayani
Chief Compliance Officer
Valda Clark Christian
SVP and Chief Ethics & Compliance Officer
Karen Abbott
Chief Administrative Officer & Chief Compliance Officer
Jennifer McAleer
Chief Compliance & Risk Officer
Jana Durfee
Chief Compliance Officer
Tabitha Oman
Chief Compliance Officer
Zachary Zarnoch
Chief Compliance Officer
Tiffany Phelps
Chief Compliance Officer
Ron Schmittling
Chief Compliance Officer
Nicola Man
Chief Compliance Officer
Micheal S.
Chief Compliance Officer
Kevin Rakowski
Chief Compliance Officer
James Brooks
Chief Compliance Officer
Candice Aaron
Chief Compliance Officer
Alex Shagas
Chief Compliance Officer
David Ordoñez
Chief Compliance Officer
Jeremy Calva
Chief Compliance Officer
Dorothée Bucquet
Chief Operating Officer - Compliance
Noreen Fierro
Chief Compliance Officer
Jill Bautista
Chief Compliance and Risk Officer
Hilary Wyche
Chief Compliance Officer
Annette Höher-Bäuerle
Chief Operating & Compliance Officer
Brian Annulis
Chief Compliance Officer
Ron Fox
Chief Compliance Officer
Kevin Fein
Chief Compliance Officer
Sharon Ingram
Chief Compliance Officer
Lee Richardson Jr.
Partner / Chief Compliance Officer
Paul Curtin
Senior Vice President, Global Chief Compliance and Privacy Officer
Geeta Kaveti
Chief Compliance Officer
Kimberly Ford
VP Chief Ethics & Compliance Officer Americas
Samantha Haggerty
Deputy Chief Compliance Officer, Regulatory Affairs Counsel
John Lee
Chief Compliance Officer
Erik Sandstedt
SVP and Global Chief Compliance Officer
Florian Köhler
General Counsel | Chief Compliance Officer
Tania Narciso
Chief Risk and Compliance Officer, TSXT
David Alexander
Chief Ethics and Compliance Officer
Sarah Levitt
Chief Ethics & Compliance Officer, Senior Vice President & Deputy General Counsel
Stephan Ariyan
Chief Compliance Officer
Anna Fedorova
Regional Chief Compliance Officer
Eric Capelle
Retraité, ex Directeur Délégué à la Conformité (Chief Compliance Officer) du CEA
Stephanie Mumford
Chief Compliance Officer, Managing Counsel, Head of Retail Advice, Product Development, Distribution
Joseph Barbella
Chief Compliance Officer (CCO) - Regional Head of Compliance, Americas
Rachel Lubert
General Counsel and Chief Compliance Officer
Ellen Santagati
Chief Compliance Officer
Isabelle Tremblay
Senior Director, Legal Affairs and Chief Compliance Officer | Vice President Internal Audit
Mostafa Asadi
Senior Vice President, Counsel and Chief Compliance Officer (Canada)
Sherilene Sibadan
Managing Director - Anti-Money Laundering Chief Compliance Officer
Scott Harper
VP Office of the Regional Chief Compliance Officer
Alison Parkes
Chief Compliance Officer
Solenne Braun
DPO Group & Chief Compliance Officer Group
