Chief Risk and Compliance Officer, TSXT
Experienced CCO and CAMLO with expertise across various regulatory environments including regulatory compliance, AML/ATF, payments , securities and capital markets, and various global regimes.
Interested in exploring new technologies and innovative ways to improve the way in which end users manage and interact with money and understanding what the implications are from a risk and compliance perspective.
- Company Name: TMX Group
- Job Title: Chief Risk and Compliance Officer, TSXT
- Start Date: January 2022
- Company Industry: Financial Services
- Location: Toronto, Ontario, Canada
The future is now. From artificial intelligence to self-driving cars to data driven insights and predictions, it’s happening right before our very eyes. At TMX, our vision is as crystal clear as yours, because like you, we’ve had our sights set on what’s next since Day 1. Because when you’re perpetually thinking forward, the future is yours to see.
TMX powers capital and commodity markets, investment and economic growth for clients across North America and around the world. Our thriving ecosystem includes: Private Markets, Insights, Community, Venture Exchange, Alpha Exchange, CDS, CDCC, Trayport and Shorcan.
- Company Name: Moody’s Analytics
- Job Title: Independent (Financial Services Compliance) Consultant - Subject Matter Expert
- Start Date: 2010