Chief Compliance Officer, Managing Counsel, Head of Retail Advice, Product Development, Distribution

Stephanie Mumford

Having been the Senior Legal Counsel and Chief Compliance Officer for T. Rowe Price since the middle of 2013, Stephanie is now additionally the Head of Retail Advice, Product Development, Distribution. 

Current Role

  • Company Name:   T. Rowe Price
  • Job Title:  Chief Compliance Officer, Managing Counsel, Head of Retail Advice, Product Development, Distribution
  • Start Date:   January 2022 
  • Company Industry: Investment Management
  • Location:  Washington, District of Columbia, United States

T. Rowe Price is an asset management firm focused on delivering global investment management excellence and retirement services that investors can rely on—now, and over the long term. Headquartered in Baltimore, Maryland, we provide an array of mutual funds, subadvisory services, separate account management, recordkeeping, and related services for individuals, advisors, institutions, and retirement plan sponsors. At T. Rowe Price, we believe in strategic investing. It has guided how we do business for more than 80 years, and it’s driven by independent thinking and rigorous research. So our clients can be confident that we’ll strive to select the right investments as we help them achieve their objectives. Strategic investing means that we don’t stop at surfacelevel analysis. Instead, we go beyond the numbers.

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Previous Role:

  • Company Name:  T. Rowe Price
  • Job Title:   Senior Legal Counsel and Chief Compliance Officer
  • Start Date:   June 2013