Chief Compliance Officer

Experienced financial services compliance officer with extensive regulatory examination experience.

Current Role

  • Company Name: PGIM
  • Job Title: Chief Compliance Officer
  • Start Date: March 2022
  • Company Industry: Investment Management
  • Location: Miami-Fort Lauderdale Area

PGIM, the investment management business of Prudential Financial, Inc.* is a multi-manager that delivers industry-leading strategies and solutions to clients. Each business maintains its own investment process and culture, allowing for a singular focus on delivering investment returns for clients. The PGIM businesses offer investors a wide range of investment strategies across asset classes and geographies, including public equities, public and private fixed income, commercial mortgages and real estate. Clients of PGIM can rely on superior long-term performance, risk management expertise and innovative products to help them realize a wide range of business objectives. In addition, PGIM uses its collective knowledge and business expertise to work with public, private and non-profit sector partners to create solutions that address critical social issues that have an enduring impact.


Previous Company:

  • Company Name: Intech Investment Management LLC
  • Job Title: Chief Risk & Compliance Officer
  • Start Date: January 2020