Ali Rivett

Ali Rivett focuses on securities enforcement and litigation matters.

She represents financial institutions, as well as public companies (and their officers and directors), in regulatory matters and investigations involving the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and US Department of Justice (DOJ), including those related to insider trading, disclosure violations, cybersecurity and data breaches, internal controls issues, conflicts of interest, and accounting misconduct.

Board committees and companies also engage Ali to conduct sensitive, internal investigations and advise on whistleblower allegations and disclosure issues. Beyond her securities enforcement and investigations practice, Ali has also litigated several complex civil litigation matters and securities class actions.