Chief Compliance Officer

Jack Huntington

Attorney and compliance professional with extensive working knowledge of the regulation of investment companies, investment advisers and related service providers under the Securities Act of 1933, the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Specialties I currently serve as a Fund Chief Compliance Officer and AML Compliance Officer for several registered investment companies (open- and closed-end funds), preparing and administering their 38a-1 compliance programs and all related reporting and due diligence. Extensive experience in regulatory and operational areas of mutual funds and and their service providers, including board-level contact and related presentations on a regular basis. I have also represented registered investment companies and their independent directors and investment advisers with respect to various regulatory and transactional issues , including compliance with federal securities laws and issues relating to fund organization and registration, mergers and reorganizations, compliance procedures and fund governance matters.

Current Role

  • Company Name: ACA Group
  • Job Title: Chief Compliance Officer
  • Start Date: May 2022
  • Company Industry: Financial Services
  • Location: Greater Boston



Previous Company:

  • Company Name:  Foreside Financial Group, LLC
  • Job Title:  Director, Chief Compliance Officer
  • Start Date