Chief Compliance Officer

Adam Shoffner

Interpersonal savvy Specialties: Investment Company Act of 1940 Board Administration Fund Administration Securities and Exchange Commission Rules and Regulations Securities and Exchange Commission Filings Compliance Consulting Regulatory Compliance Fund Compliance Closed-End Funds ETFs

Current Role

  • Company Name: ACA Group
  • Job Title: Fund Chief Compliance Officer
  • Start Date: June 2022
  • Company Industry: Financial Services
  • Location: Downingtown, Pennsylvania, United States

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We partner with our clients to help them mitigate the regulatory, operational, and reputational risks inherent in their business functions. Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and international banks.


Previous Company:

  • Company Name:  Foreside Financial Group, LLC
  • Job Title:  Fund Chief Compliance Officer
  • Start Date: December 2020